A register you can hand to an owner
The kit is the whole record in a working format: 19 duty rows, 82 evidence items with retention, 81 gaps and an eight milestone plan. It is generated from the same reviewed record as the pages, so the PDF, the CSV and the XLSX cannot disagree.
What is inside
- register.pdf: the board pack. The register, the gaps, the evidence list and the plan.
- register.csv: one row per duty, with the party, the requirement, the evidence, the gaps, the source items and empty owner, due and status columns.
- register.xlsx: three sheets (Register, Evidence, Plan) with the same rows.
The free specimen on the specimen page is a labelled six-row extract, so you can see the format before buying.
One payment, then the files
After checkout, the account is created from the email you paid with. Sign in on the account page and open the kit. The files are served behind the plan check, not left in a public folder.
The download links appear here for a paid account.
One click to checkout. No sign-in gate.
What a row looks like
| Ref | Rule | Requirement | Evidence | Owner | Due |
|---|---|---|---|---|---|
| ASICMIR-4.1.1 | 4.1.1 | Keep a record of each client instruction and each stage of its processing. | Record schema, a tested reconstruction, exception log. | ||
| ASICMIR-5.6.3A | 5.6.3A | Monitor messages in real time for interference; run post-trade surveillance for false or misleading appearance. | Monitoring design, surveillance design, alert records, effectiveness test. |
The full kit has 19 duty rows and 2 reference rows. The specimen is labelled and is not the full kit.
Not legal advice; does not certify. The kit does not reproduce the instrument text.