Every rule the amendment changes, in one place
The record has 19 duty pages and 2 reference pages. A duty page states the requirement, the evidence and the gaps. A reference page covers the definitions and the removals, renames and moves that decide the scope.
One Australian instrument, read beside four markets
The instrument binds participants in Australian securities markets. A compliance team may sit in, or report to, a group in another market, so the page names the nearest regime in each market and says plainly whether this record holds it.
| Market | Regime | Status in this record |
|---|---|---|
| United States | The Securities Exchange Act of 1934 and the FINRA rules on supervision, records and market access (including Rules 3110, 4511 and 5210). | Named, not held. A US-registered broker dealer is not bound by the ASIC instrument as such; an Australian affiliate that is a participant is. The US text is not stated on this site. |
| European Union | Directive 2014/65/EU (MiFID II), Regulation (EU) No 600/2014 (MiFIR) and Regulation (EU) No 596/2014 (MAR). | Named, not held. The EU regime is not reproduced or paraphrased here; the ASIC instrument is the only text this record reads. |
| United Kingdom | The FCA Handbook, including COBS 11 (best execution) and the Market Abuse Regulation sourcebook. | Named, not held. The UK regime is not reproduced or paraphrased here. |
| Australia | The ASIC Market Integrity Rules (Securities Markets) 2017, as amended by Amendment Instrument 2026/574. | Held. The base 2017 framework is held as 32 participant controls, read against compilation No. 6, with 0 stubs and 0 placeholder evidence. The amendment is read from the authorised version. |
Scan run 2026-10-19 with grounding_scan.py for US, EU, UK and AU. The US, EU and UK scans returned no held securities market conduct framework; they are named, not quoted (R-080). Not affiliated with the US Securities and Exchange Commission, the European Commission, the European Securities and Markets Authority or the UK Financial Conduct Authority.